Courtney
Fisher

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7086439
Investment Advisor
in San Leandro, CA

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About this Advisor

Courtney Fisher is a financial advisor working out of San Leandro, California with 3 years of industry experience. Fisher currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Fisher has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, N/A, Harbor Bay Club, Karen Petrulakis, Waters Moving & Storage Inc, University Of Oregon and Santa Barbara College. Fisher maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It manages $1 trillion in total assets among its 2,864,234 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are held by high-net-worth individuals who have greater than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. However, fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

1400 E 14Th St
San Leandro, CA 94577

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Courtney Fisher Work History

Courtney has been registered as a financial advisor for 3 years.*

2019 - Present (5 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2019 - Present (5 years)

Bank Of America, N.A

2019 - 2019 (< 1 year)

N/A

2016 - 2018 (2 years)

University Of Oregon

2015 - 2016 (1 year)

Harbor Bay Club

2015 - 2016 (1 year)

Karen Petrulakis

2013 - 2013 (< 1 year)

Waters Moving & Storage Inc

2012 - 2015 (3 years)

Santa Barbara College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Courtney Fisher to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Mark Wierda
Jacksonville, FL
Roger Glasgow
Chevy Chase, MD
Thomas Theodore
Lincoln, RI
Francis Abella
Napa, CA
Louise Burke
Washington, DC
William Edgar
New York, NY
Suzana Markasevic
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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