Daniel
Baker

Trinity Capital Management, LLC

CRD#5311341
Investment Advisor
in Ontario, CA

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About this Advisor

Daniel Baker is a certified financial planner operating out of Ontario, California, with a total of 10 years of industry experience. Baker is an employee of Trinity Capital Management, LLC. During their career, Baker has held roles at Trinity Financial Partners, Inc and Trinity Capital Management, LLC. Baker holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California. Trinity Capital Management, LLC is a registered investment firm that has its headquarters in Santa Barbara, CA. The company has offices in two locations and just five advisors. It has $383 million in assets among its 876 customer accounts, placing it among the larger firms in the country by assets under management. The firm advises 10 charitable organizations. Of its 876 accounts, 41% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Trinity Capital Management, LLC provides a set of services, such as financial planning services and portfolio management for individuals and small businesses. A financial advisor's fees typically depend on the type of services offered. Fee types charged by Trinity Capital Management, LLC likely are comprised of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

901 Via Piemonte Ste. 260
Ontario, CA 91764

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Trinity Capital Management, LLC Brokerage Details

Total Assets Under Management

$382,669,754

CA Average: $7,578,581,321
Total Number of Employees

5

CA Average: 43
Total Number of Accounts

876

CA Average: 3,727
Average Account Size

$436,838

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Daniel Baker Work History

Daniel has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Trinity Capital Management, LLC

2007 - 2013 (6 years)

Trinity Financial Partners, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Daniel Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Trinity Capital Management, LLC

Lena Kaloostian
Ontario, CA
Daniel Baker
Ontario, CA
Andrew Bucher
Seattle, WA
Karyn Wikoff
Ontario, CA
Fredric Fisher
Santa Barbara, CA
John Oldengarm
Ontario, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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