Daniel
Novak
Western International Securities, Inc
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About this Advisor
Daniel Novak is a certified financial planner based out of Pasadena, California with a total of 4 years of industry experience. Novak currently works for Western International Securities, Inc. Over the course of their career, they have held roles at Thrivent Investment Management Inc, Liquid Party Networks, Student, Charles Schwab & Co., Inc, Charles Schwab Bank, Tcfg Investment Advisors, LLC, Tcfg Insurance Solutions, LLC, Tcfg Wealth Management, LLC and Western International Securities, Inc. Novak maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Arizona, California, Idaho, Illinois, Iowa, Louisiana, Missouri, Montana, Nevada, North Carolina, Oregon, Texas, Virginia and Washington. Western International Securities, Inc is a business headquartered in Pasadena, CA. The company has offices in 119 locations and a total of 424 people on staff. It has $4 billion in assets across its 12,253 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 28 charities and foundations. Of its 12,253 accounts, just 5% are held by high-net-worth investors who have more than $1 million in assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Fees charged by financial advisors are based on which service is provided. Fee types billed by Western International Securities, Inc likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Western International Securities, Inc Brokerage Details
$3,479,601,807
424
12,253
$283,980
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Daniel Novak Work History
Daniel has been registered as a financial advisor for 4 years.*
Western International Securities, Inc
Tcfg Investment Advisors, LLC
Tcfg Insurance Solutions, LLC
Tcfg Wealth Management, LLC
Charles Schwab & Co., Inc
Charles Schwab Bank
Thrivent Investment Management Inc
Liquid Party Networks
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Novak to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Western International Securities
Crystal Bay, NV
Pasadena, CA
Westlake Village, CA
Pasadena, CA
Westlake Village, CA
Woodland Hills, CA
Pasadena, CA
Northridge, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
