Stifel, Nicolaus & Company, Inc
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About this Advisor
David Lee is a certified financial planner based in San Diego, California, who has been in the industry for 10 years. Lee is on the advisory team at Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Steifel Nicolaus & Co Inc. Lee holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California. Stifel, Nicolaus & Company, Inc is an advisory business headquartered in San Diego, California. The firm has offices in 362 locations and a total of 5,570 advisors. It oversees $72 billion in assets under management among its 188,394 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 852 charities and foundations. Of its 188,394 accounts, 24% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services largely depend on the type of financial services provided. However, fees charged by Stifel, Nicolaus & Company, Inc likely include some combination of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
David Lee Work History
David has 10 years of experience.
Steifel Nicolaus & Co Inc
Wells Fargo Advisors LLC
Wachovia Securities, LLC
David Lee has no disclosures.
Please visit their SEC profile for more details.