David
Lee

Stifel, Nicolaus & Company, Inc

CRD#1468016
Investment Advisor
in San Diego, CA
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About this Advisor

David Lee is a certified financial planner based in San Diego, California, who has been in the industry for 10 years. Lee is on the advisory team at Stifel, Nicolaus & Company, Inc. Over the course of their career, they have held roles at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Steifel Nicolaus & Co Inc. Lee holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California. Stifel, Nicolaus & Company, Inc is an advisory business headquartered in San Diego, California. The firm has offices in 362 locations and a total of 5,570 advisors. It oversees $72 billion in assets under management among its 188,394 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 852 charities and foundations. Of its 188,394 accounts, 24% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm offers a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial advisory services largely depend on the type of financial services provided. However, fees charged by Stifel, Nicolaus & Company, Inc likely include some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

12544 High Bluff Drive Suite 190
San Diego, CA 92130

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

CA Average: $11,469,110,461
Total Number of Employees

5,746

CA Average: 458
Total Number of Accounts

216,315

CA Average: 33,415
Average Account Size

$345,094

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

David Lee Work History

David has 10 years of experience.

2012 - Present (7 years)

Steifel Nicolaus & Co Inc

2009 - 2012 (3 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

David Lee has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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