David
Nicholas
Transamerica Financial Advisors, Inc
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About this Advisor
David Nicholas is a financial advisor based out of Bakersfield, California, who has 11 years of relevant experience. Nicholas works at Transamerica Financial Advisors, Inc. Throughout their career, Nicholas has worked at David K. Nicholas Cpa, World Financial Group, Inc, Barnes Successor Trustes, Transamerica Financial Advisors, Inc, The Barnes Trust, Kern Leadership Alliance Services Inc, Debtmerica, Donald E. Barnes, Stockdale Greens Homeowners Association Inc, Mexicali, Inc, Rx.Golf LLC and College Loan Freedom. Nicholas has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to advise clients in California. Transamerica Financial Advisors, Inc is a financial advisory firm that has its headquarters in Saint Petersburg, FL. The investment advisory business has offices in 286 locations and a total of 1,235 people on staff. It administers $2 billion in assets under management among its 59,659 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 18 charitable organizations. Of its 59,659 client accounts, just 2% are associated with high-net-worth investors who have at least $1 million in investable assets. Transamerica Financial Advisors, Inc offers a broad set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice typically vary depending on which service is provided. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
David Nicholas Work History
David has been registered as a financial advisor for 11 years.*
College Loan Freedom
Transamerica Financial Advisors, Inc
Kern Leadership Alliance Services Inc
World Financial Group, Inc
David K. Nicholas Cpa
Rx.Golf LLC
Mexicali, Inc
Donald E. Barnes
Stockdale Greens Homeowners Association Inc
Debtmerica
Barnes Successor Trustes
The Barnes Trust
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Nicholas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Milpitas, CA
San Jose, CA
Colorado Springs, CO
Orem, UT
Pasadena, CA
Bridgeport, MI
San Antonio, TX
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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