Transamerica Financial Advisors, Inc
About this Advisor
David Nicholas is an advisor located in Bakersfield, California. Currently an advisor with Transamerica Financial Advisors, Inc, Nicholas has an impressive 32 years of work experience in the financial advisory industry. Nicholas holds Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Nicholas is able to work with investors in California. During their career, the advisor has held roles at World Group Securities, Inc, David K. Nicholas Cpa, World Financial Group, Inc, Investment Advisors International, Inc, Barnes Successor Trustes, Transamerica Financial Advisors, Inc, The Barnes Trust, Kern Leadership Alliance Services Inc, Debtmerica, Donald E. Barnes, Stockdale Greens Homeowners Association Inc, Mexicali, Inc and Rx.Golf LLC. Transamerica Financial Advisors, Inc is based out of Bakersfield, California, and has 320 other offices across the country. In aggregate, Transamerica Financial Advisors, Inc oversees $1 billion in assets throughout 54,800 client accounts and employs more than 1,266 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the nation. The firm manages 840 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 1% of the investment firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Transamerica Financial Advisors, Inc offers portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm may charge clients asset-based and commission-based fees.
Certifications and Registrations
Years of Experience
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Transamerica Financial Advisors, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
David Nicholas Work History
David has 32 years of experience.
Stockdale Greens Homeowners Association Inc
Transamerica Financial Advisors, Inc
Kern Leadership Alliance Services Inc
World Financial Group, Inc
David K. Nicholas Cpa
Donald E. Barnes
World Group Securities, Inc
Investment Advisors International, Inc
Barnes Successor Trustes
The Barnes Trust
David Nicholas has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Transamerica Financial Advisors, Inc
San Jose, CA
Sugar Land, TX
Agoura Hills, CA
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.