Steven
Smith
Transamerica Financial Advisors, Inc
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About this Advisor
Steven Smith is a financial advisor working out of Eugene, Oregon with a total of 1 year of industry experience. Smith works at Transamerica Financial Advisors, Inc. During their career, Smith has held roles at E*Trade Securities LLC, Multivew, Bidsync, Jpmorgan Chase Bank, Jpmorgan Case, Infinity Financial Services, LLC, Transamerica Financial Advisors, Inc, Glide Revitalization, Nylife Securities LLC, New York Life Insurance Company and World Financial Group, Inc. Smith maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in Oregon. Transamerica Financial Advisors, Inc is an advisory firm operating out of Saint Petersburg, FL. The firm has offices in 286 locations and a total of 1,235 people on staff. It oversees $2 billion in assets under management across its 59,659 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 18 charitable organizations. Of its 59,659 accounts, just 2% belong to high-net-worth clients who have at least $1 million in assets available to invest. Transamerica Financial Advisors, Inc has a broad assortment of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules largely are based on which service is offered. However, fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Steven Smith Work History
Steven has been registered as a financial advisor for 1 years.*
Transamerica Financial Advisors, Inc
Glide Revitalization
World Financial Group, Inc
Infinity Financial Services, LLC
Nylife Securities LLC
New York Life Insurance Company
Jpmorgan Chase Bank
Jpmorgan Case
E*Trade Securities LLC
Bidsync
Multivew
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Draper, UT
San Antonio, TX
Rancho Santa Margarita, CA
Plano, TX
San Antonio, TX
Orem, UT
Woodland Hills, CA
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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