David
Niehaus

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2851093
Investment Advisor
in Los Angeles, CA

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About this Advisor

David Niehaus is a financial advisor based in Los Angeles, California, working with Merrill Lynch, Pierce, Fenner & Smith Inc. David has previously held positions at Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. David has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California and Texas. Currently, David is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Los Angeles, California. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2049 Century Park E Pbig - Mountain West
Los Angeles, CA 90067

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,271,593,679,276

CA Average: $7,464,549,021
Total Number of Employees

34,934

CA Average: 88
Total Number of Accounts

2,911,578

CA Average: 3,892
Average Account Size

$436,737

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Niehaus Work History

2011 - Present (13 years)

Bank Of America, N.A

1999 - Present (25 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of David Niehaus to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Cheryl James
San Jose, CA
Jonathan Yocum
Saint Paul, MN
Richard Flores
San Rafael, CA
Jennifer Vaughn
Providence, RI
Nader Khela
Sanford, FL
Joshua Leu
Pasadena, CA
Armando Flores
Dallas, TX

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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