David
Ntuli

Principal Securities, Inc

CRD#7471182
Investment Advisor
in Modesto, CA

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About this Advisor

David Ntuli is a financial advisor based in Modesto, California, working with Principal Securities, Inc. David has previously held positions at Housing Authority County Of San Joaquin, Oregon State University, Equitable Advisors LLC, University Of California Riverside, Modesto Junior College, Modesto High School, Vanguard College Preparatory Academy, Principal Life Insurance, and Principal Securities Inc. David has passed the Series 66 regulatory exam and is registered to provide services in California. Currently, David is part of Principal Securities, Inc, which operates out of Modesto, California. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

301 Banner Ct Ste 1
Modesto, CA 95356

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

CA Average: $9,259,360,772
Total Number of Employees

1,349

CA Average: 166
Total Number of Accounts

54,844

CA Average: 7,189
Average Account Size

$220,730

CA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Ntuli Work History

2024 - Present (0 year)

Principal Life Insurance

2024 - Present (0 year)

Principal Securities Inc

2021 - 2021 (< 1 year)

Housing Authority County Of San Joaquin

2021 - 2023 (2 years)

Equitable Advisors LLC

2018 - 2021 (3 years)

University Of California Riverside

2017 - 2018 (1 year)

Modesto Junior College

2016 - 2017 (1 year)

Oregon State University

2016 - 2017 (1 year)

Oregon State University

2014 - 2016 (2 years)

Modesto High School

2011 - 2014 (3 years)

Vanguard College Preparatory Academy

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Disclosures

Please visit the SEC profile of David Ntuli to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Martha Nielsen
Latham, NY
William Krag
Collierville, TN
Reid Johnson
Cedar Falls, IA
Benjamin Hardy
Almond, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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