David
Phillips
Valley Wealth Strategies, LLC
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About this Advisor
David Phillips is a financial advisor based out of Walnut Creek, California with 6 years of relevant experience. Phillips currently works for Valley Wealth Strategies, LLC. Throughout their career, Phillips has worked at Lpl Financial, LLC, Valley Wealth Strategies, LLC and National Planning Corporation. Phillips maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in California. Valley Wealth Strategies, LLC is an advisory firm that has its headquarters in Lodi, CA. It has offices in 20 locations and a total of 31 people on staff. It handles $1 billion in total assets between its 3,600 client accounts, making it one of the bigger investment advisory firms in the United States by assets under management. Of its 3,600 client accounts, just 6% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. Valley Wealth Strategies, LLC performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial advisory fee schedules typically are based on the services. However, fees billed by Valley Wealth Strategies, LLC likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Valley Wealth Strategies, LLC Brokerage Details
$1,023,000,000
31
3,600
$284,167
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
David Phillips Work History
David has been registered as a financial advisor for 6 years.*
Lpl Financial, LLC
Valley Wealth Strategies, LLC
National Planning Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Phillips to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Valley Wealth Strategies, LLC
Lodi, CA
San Diego, CA
Sunnyvale, CA
San Ramon, CA
Menlo Park, CA
Lake Forest, CA
San Luis Obispo, CA
Lake Forest, CA
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