Dennis
Shu

Perennial Financial Services

CRD#5985564
Investment Advisor
in Los Angeles, CA
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About this Advisor

Dennis Shu is a certified financial planner working out of Los Angeles, California, who has been in the financial industry for 13 years. Shu is an employee of Perennial Financial Services. Shu has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Dennis Shu Swimming, Bank Of America, N.A, Wells Fargo Advisors, LLC, Lpl Financial, LLC, Perennial Financial & Insurance Services, LLC and Perennial Financial Services. Shu maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in California. Perennial Financial Services is a financial advisory business that has its headquarters in Los Angeles, California. The firm has offices in four locations and a total of 12 advisors. It oversees $156 million in assets across its 754 client accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 754 customer accounts, 27% are held by high-net-worth clients who have more than $1 million in assets. The company performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees usually depend on which services are provided. Fees charged by Perennial Financial Services most likely are comprised of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

11620 Wilshire Boulevard, Suite 400
Los Angeles, CA 90025

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Perennial Financial Services Brokerage Details

Total Assets Under Management

$262,900,000

CA Average: $7,578,581,321
Total Number of Employees

14

CA Average: 43
Total Number of Accounts

1,109

CA Average: 3,727
Average Account Size

$237,060

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Dennis Shu Work History

Dennis has 13 years of experience.

2017 - Present (2 years)

Perennial Financial Services

2014 - Present (5 years)

Lpl Financial, LLC

2014 - Present (5 years)

Perennial Financial & Insurance Services, LLC

2013 - 2014 (1 year)

Wells Fargo Advisors, LLC

2012 - 2013 (1 year)

Bank Of America, N.A

2011 - 2012 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2005 - 2011 (6 years)

Dennis Shu Swimming

Disclosures

Dennis Shu has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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