Dominick
Cardona

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7670834
Investment Advisor
in Los Angeles, CA

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About this Advisor

Dominick Cardona is a financial advisor based in Los Angeles, California, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Dominick has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Instacart, Erewhon, Unemployed From Erewhon, Los Angeles Film School, Voorheesville Middle/High School, Mountaingate Country Club, Adbarkapps Inc, Bullock Boys LLC Dba On Tap, American Golf Corp, Hotel Crafters Palo Alto LLC, C2 Concierge, Albany Broadcasting Company, and Postmates Driver. Dominick has passed the Series 66 regulatory exam and is registered to provide services in California and Texas. Currently, Dominick is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Los Angeles, California. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

3615 S La Brea Ave
Los Angeles, CA 90016

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,271,593,679,276

CA Average: $7,464,549,021
Total Number of Employees

34,934

CA Average: 88
Total Number of Accounts

2,911,578

CA Average: 3,892
Average Account Size

$436,737

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Dominick Cardona Work History

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2021 - 2022 (1 year)

Instacart

2021 - 2022 (1 year)

C2 Concierge

2020 - 2020 (< 1 year)

Erewhon

2020 - 2021 (1 year)

Unemployed From Erewhon

2019 - 2019 (< 1 year)

Hotel Crafters Palo Alto LLC

2018 - 2023 (5 years)

Los Angeles Film School

2018 - 2019 (1 year)

Mountaingate Country Club

2018 - 2018 (< 1 year)

Bullock Boys LLC Dba On Tap

2018 - 2018 (< 1 year)

American Golf Corp

2018 - 2018 (< 1 year)

Albany Broadcasting Company

2018 - 2020 (2 years)

Postmates Driver

2017 - 2020 (3 years)

Adbarkapps Inc

2013 - 2018 (5 years)

Voorheesville Middle/High School

Disclosures

Please visit the SEC profile of Dominick Cardona to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Scottsdale, AZ
Robert Fleener
Rogers, AR
Zachary Stephan
Charlotte, NC
Aleksei Grosulak
Billings, MT
Sean Paul
Jacksonville, FL
Austin Nehls
Chandler, AZ
Michael Kenyon
San Francisco, CA
Edward Dlabik
Doylestown, PA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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