Dominique
Ware
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Dominique Ware is a financial advisor operating out of Temecula, California with a total of 3 years of industry experience. Ware is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Ware has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Orion Lending, Secure One Capital, Dla Home Solutions, Aon Hewitt, Oreq Corp, Enterprise Holdings, Arizona State University and Bank Of America, N.A. Ware maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It handles $1 trillion in assets between its 2,864,234 customer accounts, placing it among the biggest firms in the nation by assets under management. The firm provides services to 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Merrill Lynch, Pierce, Fenner & Smith Inc performs a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advisory services largely depend on which services the firm provides the client. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Dominique Ware Work History
Dominique has been registered as a financial advisor for 3 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Orion Lending
Secure One Capital
Oreq Corp
Arizona State University
Enterprise Holdings
Dla Home Solutions
Aon Hewitt
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Dominique Ware to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Newton Lower Falls, MA
Houston, TX
Tampa, FL
Grand Rapids, MI
Mckinney, TX
San Diego, CA
Jacksonville, FL
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