Donovan
Filpi

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5018627
Investment Advisor
in Carlsbad, CA
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About this Advisor

Donovan Filpi is a financial advisor who works in Carlsbad, California, with a total of 12 years of experience as a financial advisor. Filpi is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, the advisor has held roles at Banc Of America Investment Services, Inc, Banc Of America Insurance Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Filpi holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm headquartered in Carlsbad, California. The firm has offices in 2,958 locations and a total of 40,146 people on staff. It oversees $820 billion in total assets across its 2,272,151 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 4,667 charities and foundations. Of its 2,272,151 accounts, just 3% are held by high-net-worth individuals who have greater than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advisory services largely vary depending on which service is offered. However, fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1000 Aviara Pkwy
Carlsbad, CA 92011

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Donovan Filpi Work History

Donovan has 12 years of experience.

2009 - Present (10 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - Present (10 years)

Bank Of America, N.A

2008 - 2009 (1 year)

Banc Of America Insurance Services, Inc

2006 - 2009 (3 years)

Banc Of America Investment Services, Inc

Disclosures

Donovan Filpi has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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