Donovan
Filpi

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5018627
Investment Advisor
in Carlsbad, CA

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About this Advisor

Donovan Filpi is a financial advisor located in Carlsbad, California. Currently a registered financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc, they have accrued 10 years of professional experience. Filpi holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative. Filpi can serve customers based out of California and Texas. Over the course of their career, Filpi has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in Carlsbad, California, and has 3,132 locations across the country. As a registered investment advisory firm, Merrill Lynch, Pierce, Fenner & Smith Inc oversees $797 billion in assets dispersed across 2,472,247 client accounts and retains more than 41,217 people. The amount of assets the firm manages makes it one of the largest firms in the United States. The firm manages 797,993 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

1000 Aviara Pkwy
Carlsbad, CA 92011

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

CA Average: $7,464,549,021
Total Number of Employees

41,217

CA Average: 88
Total Number of Accounts

2,472,247

CA Average: 3,892
Average Account Size

$322,494

CA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Donovan Filpi Work History

Donovan has 11 years of experience.

2009 - Present (11 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - Present (11 years)

Bank Of America, N.A

Disclosures

Donovan Filpi has no disclosures.

Please visit their SEC profile for more details.

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Antonella Barrero
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This content was compiled from the SEC and FINRA.

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