Merrill Lynch, Pierce, Fenner & Smith Inc

Investment Advisor
in La Verne, CA

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About this Advisor

Edson Arroyo is a financial advisor operating out of La Verne, California with a total of 5 years of industry experience. Arroyo works at Merrill Lynch, Pierce, Fenner & Smith Inc. Over the course of their career, they have held roles at Wells Fargo Advisors, LLC, Wells Fargo Bank, Na, Service Staffing, Primerica Financial Services, Wells Fargo Clearing Services, LLC, Mufg Union Bank, Unionbanc Investment Services, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Arroyo maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory business that has its headquarters in New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It has $1 trillion in assets between its 2,864,234 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are associated with high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm provides a broad assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

1399 Foothill Blvd
La Verne, CA 91750

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management


CA Average: $7,464,549,021
Total Number of Employees


CA Average: 88
Total Number of Accounts


CA Average: 3,892
Average Account Size


CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Edson Arroyo Work History

Edson has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2018 - Present (6 years)

Bank Of America, N.A

2017 - 2018 (1 year)

Mufg Union Bank

2017 - 2018 (1 year)

Unionbanc Investment Services

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

2013 - 2017 (4 years)

Wells Fargo Bank, Na

2013 - 2013 (< 1 year)

Service Staffing

2012 - 2013 (1 year)

Primerica Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Edson Arroyo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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