Elyse
Sanchez

Shum Financial Group, Inc

CRD#6012503
Investment Advisor
in Alameda, CA

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About this Advisor

Elyse Sanchez is a certified financial planner operating in Alameda, California, with 6 years of industry experience. Sanchez is on the advisory team at Shum Financial Group, Inc. Over the course of their career, they have held roles at Girard Securities, Shum Financial Group, Inc, Girard Securities, Inc, Farmers Insurance and Salon 1500. Sanchez maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can operate in California. Shum Financial Group, Inc is an advisory business operating out of Alameda, CA. It administers $211 million in total assets across its 902 client accounts, placing it among the mid-sized investment advisory firms in the country by assets under management. The firm serves two charitable organizations. Of its 902 client accounts, 30% are held by high-net-worth clients who have at least $1 million in investable assets. Shum Financial Group, Inc provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial management fee schedules are based on which service is offered. However, fee types charged by Shum Financial Group, Inc most likely include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1402 Park Street, Suite E
Alameda, CA 94501

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Shum Financial Group, Inc Brokerage Details

Total Assets Under Management

$210,669,749

CA Average: $7,578,581,321
Total Number of Employees

2

CA Average: 43
Total Number of Accounts

902

CA Average: 3,727
Average Account Size

$233,558

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Elyse Sanchez Work History

Elyse has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Shum Financial Group, Inc

2016 - 2016 (< 1 year)

Girard Securities

2016 - 2017 (1 year)

Girard Securities, Inc

2012 - 2016 (4 years)

Salon 1500

2008 - 2016 (8 years)

Farmers Insurance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Elyse Sanchez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Shum Financial Group, Inc

Elyse Sanchez
Alameda, CA
Cliff Shum
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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