Fatima
Sosa Ortiz
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Fatima Sosa Ortiz is a financial advisor based in Napa, California, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Fatima has previously held positions at Jpmorgan Chase Bank, N.A, J.P. Morgan Securities LLC, Pathfinder Marketing Solution, Zoe Organics, Pacific Union College, Dentech Services, Spring Mountain Winery, Stornetta Made, Inc, and Merrill Lynch, Pierce, Fenner & Smith Inc. Fatima has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Fatima is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Napa, California. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Fatima Sosa Ortiz Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Stornetta Made, Inc
Jpmorgan Chase Bank, N.A
J.P. Morgan Securities LLC
Pathfinder Marketing Solution
Zoe Organics
Spring Mountain Wineery
Pacific Union College
Dentech Services
Pacific Union College
Disclosures
Please visit the SEC profile of Fatima Sosa Ortiz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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