Frederic
Wachtel

Prosperitas Financial, LLC

CRD#4996873
Investment Advisor
in Valencia, CA

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About this Advisor

Frederic Wachtel is a financial advisor who works in Valencia, California with 2 years of relevant experience. Wachtel is currently employed by Prosperitas Financial, LLC. During their career, Wachtel has held roles at Morgan Stanley Private Bank, National Association, Morgan Stanley, Wells Fargo Clearing Services, LLC, Next Financial Group, Inc, Prosperitas Financial, LLC and Wells Fargo Advisors, LLC. Wachtel has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California. Prosperitas Financial, LLC is a business operating out of Valencia, CA. The firm has a total of 15 advisors. It administers $222 million in total assets between its 1,587 customer accounts, placing it among the mid-sized firms in the nation by assets under management. Of its 1,587 accounts, 87% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The company offers a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Financial management fees typically vary depending on which services the firm provides the client. Fee types billed by Prosperitas Financial, LLC may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

25060 Avenue Stanford Suite 100
Valencia, CA 91355

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Prosperitas Financial, LLC Brokerage Details

Total Assets Under Management

$221,789,751

CA Average: $7,578,581,321
Total Number of Employees

15

CA Average: 43
Total Number of Accounts

1,587

CA Average: 3,727
Average Account Size

$139,754

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Frederic Wachtel Work History

Frederic has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Prosperitas Financial, LLC

2020 - Present (4 years)

Next Financial Group, Inc

2016 - 2020 (4 years)

Wells Fargo Clearing Services, LLC

2016 - 2016 (< 1 year)

Wells Fargo Advisors, LLC

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Frederic Wachtel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prosperitas Financial, LLC

Jeremy Leibowitz
Valencia, CA
Jennifer Brown
Northridge, CA
Mceathren Herrera
Valencia, CA
Kieran Wong
Valencia, CA
Dylan Oliva
Valencia, CA
Jordan Hubbs
Valencia, CA
Rian Denich
Valencia, CA
Corinne Knox
Valencia, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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