Gilberto
Garibay

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6701320
Investment Advisor
in Santa Maria, CA

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About this Advisor

Gilberto Garibay is a financial advisor working out of Santa Maria, California with a total of 1 year of relevant experience. Garibay is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Wells Fargo Advisors LLC, Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. Garibay maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to operate in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a business operating out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It administers $1 trillion in assets between its 2,864,234 accounts, making it one of the largest firms in the nation by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are held by high-net-worth investors who have more than $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc offers a broad assortment of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules typically vary depending on which services the firm provides the client. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

300 Town Ctr E
Santa Maria, CA 93454

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Gilberto Garibay Work History

Gilberto has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2016 (< 1 year)

Wells Fargo Advisors LLC

2016 - 2022 (6 years)

Wells Fargo Clearing Services, LLC

2009 - 2022 (13 years)

Wells Fargo Bank, Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Gilberto Garibay to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Cheryl Blair
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Christopher Vasquez
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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