Guillermo
Guzman

City National Securities, Inc

CRD#5754916
Investment Advisor
in Los Angeles, CA

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About this Advisor

Guillermo Guzman is a financial advisor who works out of Los Angeles, California who has 1 year of industry experience. Guzman is an employee of City National Securities, Inc. During their career, Guzman has held roles at Merrill Lynch, Pierce, Fenner & Smith, Inc, Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney LLC, Fidelity Investments, City National Securities, Inc and Wells Fargo Clearing Services, LLC. Guzman holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to work in California. City National Securities, Inc is a company that has its headquarters in Los Angeles, CA. The firm has offices in 18 locations and a total of 48 financial advisors. It administers $2 billion in assets under management across its 2,278 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm provides services to 22 charities and foundations. Of its 2,278 accounts, 15% belong to high-net-worth investors who have at least $1 million in assets available to invest. City National Securities, Inc has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on the financial services offered. However, fees charged by City National Securities, Inc likely are comprised of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

555 South Flower Street 11Th Floor
Los Angeles, CA 90071

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City National Securities, Inc Brokerage Details

Total Assets Under Management

$1,513,277,680

CA Average: $7,578,581,321
Total Number of Employees

48

CA Average: 43
Total Number of Accounts

2,278

CA Average: 3,727
Average Account Size

$664,301

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Guillermo Guzman Work History

Guillermo has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

City National Securities, Inc

2021 - 2021 (< 1 year)

Morgan Stanley Smith Barney LLC

2021 - 2022 (1 year)

Fidelity Investments

2016 - 2021 (5 years)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

2009 - 2014 (5 years)

Merrill Lynch, Pierce, Fenner & Smith, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Guillermo Guzman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at City National Securities, Inc

Matthew Guillory
Irvine, CA
David Bjorndal
Irvine, CA
Susan Rogers
Washington, DC
Victor Wong
Los Angeles, CA
Paniz Raeisi
Los Angeles, CA
Nicole Shao
Los Angeles, CA
Matthew Steiger
Beverly Hills, CA
Marques Dickson
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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