Carolyn
Finer

City National Rochdale

CRD#3115019
Investment Advisor
in New York, NY
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About this Advisor

Carolyn Finer is an advisor in New York, New York. Currently an investment advisor at City National Rochdale, Finer has 12 years of professional experience. Finer has Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Finer can advise clients in California and Maryland. Over the course of their career, Finer has held roles at Ubs and Bank Of America. City National Rochdale is headquartered in New York, New York, and has 17 additional offices across the country. In aggregate, City National Rochdale oversees $36 billion in assets throughout 24,562 client accounts and retains more than 274 people. The level of assets currently under the firm's management makes it one of the largest financial advisory firms in the nation. The firm manages 24,551 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 64% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in capital. City National Rochdale can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

400 Park Avenue
New York, NY 10022

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City National Rochdale Brokerage Details

Total Assets Under Management

$38,932,916,350

NY Average: $7,464,549,021
Total Number of Employees

274

NY Average: 88
Total Number of Accounts

27,575

NY Average: 3,892
Average Account Size

$1,411,892

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Carolyn Finer Work History

Carolyn has 12 years of experience.

2012 - 2015 (3 years)

Ubs

2006 - 2012 (6 years)

Bank Of America

Disclosures

Carolyn Finer has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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