Harmony
Bozes-Sherlock
Stifel, Nicolaus & Company, Inc
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About this Advisor
Harmony Bozes-Sherlock is a financial advisor operating out of Palm Desert, California, who has 5 years of relevant experience. Bozes-Sherlock is an employee of Stifel, Nicolaus & Company, Inc. They have spent their complete time as a financial advisor at Stifel, Nicolaus & Company, Inc. Bozes-Sherlock has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to work in California and Texas. Stifel, Nicolaus & Company, Inc is a registered investment company that has its headquarters in Saint Louis, MO. The company has offices in 459 locations and a total of 6,729 advisors. It controls $133 billion in assets under management across its 334,814 customer accounts, making it one of the largest firms in the country by assets under management. The firm serves 1,312 charitable organizations. Of its 334,814 accounts, 24% belong to high-net-worth individuals who have at least $1 million in investable assets. Stifel, Nicolaus & Company, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees typically are based on the type of financial services offered. Fee types billed by Stifel, Nicolaus & Company, Inc most likely consist of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Harmony Bozes-Sherlock Work History
Harmony has been registered as a financial advisor for 5 years.*
Stifel Nicolaus & Co., Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Harmony Bozes-Sherlock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Fairport, NY
Covington, KY
Jefferson City, MO
Los Angeles, CA
Saint Louis, MO
New York, NY
Flint, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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