Hung Chih
Chen

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#7639493
Investment Advisor
in El Monte, CA

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About this Advisor

Hung Chih Chen is a financial advisor operating in El Monte, California with a total of 1 year of relevant experience. Chen is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Chen has held roles at Bank Of America, Jes Led Technology and Tech Source International. Chen holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a business headquartered in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 employees. It controls $1 trillion in assets under management across its 2,864,234 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are associated with high-net-worth investors who have at least $1 million in assets. The company offers a wide array of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules depend on the type of services offered. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

10426 Lower Azusa Rd
El Monte, CA 91731

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Hung Chih Chen Work History

Hung Chih has been registered as a financial advisor for 1 years.*

2019 - Present (5 years)

Bank Of America

2019 - 2019 (< 1 year)

Jes Led Technology

2005 - 2019 (14 years)

Tech Source International

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Hung Chih Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Paul Michael Reyes
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Louise Burke
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Patrick Riley
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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