Huy
La

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6836866
Investment Advisor
in San Diego, CA

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About this Advisor

Huy La is a financial advisor working in San Diego, California with 6 years of industry experience. La currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, La has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Bank Of America, Us Bank, Walmart Inc, San Diego State University and Lee Sandwiches. La maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company headquartered in New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It oversees $1 trillion in assets across its 2,864,234 client accounts, making it one of the largest firms in the nation by assets under management. The firm provides financial advice to 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The company performs a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management typically vary depending on which service is provided. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc may include any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

4166 El Cajon Blvd
San Diego, CA 92105

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Huy La Work History

Huy has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2017 - Present (7 years)

Bank Of America, N.A

2016 - 2017 (1 year)

Bank Of America

2014 - 2016 (2 years)

Bank Of America

2013 - 2013 (< 1 year)

Us Bank

2013 - 2013 (< 1 year)

Walmart Inc

2013 - 2015 (2 years)

Lee Sandwiches

2011 - 2013 (2 years)

San Diego State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Huy La to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

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Scottsdale, AZ
Anthony Bushman
Rochester, MN
Louise Burke
Washington, DC
Richard Buckley
Franklin, MA
Sean Kienzle
Chicago, IL
Patrick Riley
Sammamish, WA
Mark Wierda
Jacksonville, FL
Thomas Theodore
Lincoln, RI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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