Westside Investment Management, Inc

Investment Advisor
in Santa Monica, CA

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About this Advisor

James Frawley is an investment advisor whose office is in Santa Monica, California. Currently a registered financial advisor at Westside Investment Management, Inc, they have gathered 16 years of experience in the financial advisory industry. Frawley maintains a Series 63 license, designating them as a securities broker. Frawley is able to serve investors based out of California, Hawaii, Oklahoma and Texas. Their career trajectory has included roles at Lpl Financial, LLC, Westside Investment Management, LLC and Westside Investment Management, Inc. Westside Investment Management, Inc is headquartered in Santa Monica, California, and operates out of two other locations in the nation. As a registered investment firm, Westside Investment Management, Inc manages $627 million in assets throughout 1,053 client accounts and employs eight staff members. The level of assets currently under the firm's management makes it one of the bigger investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Westside Investment Management, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

2444 Wilshire Boulevard Suite 303
Santa Monica, CA 90403

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Westside Investment Management, Inc Brokerage Details

Total Assets Under Management


CA Average: $7,578,581,321
Total Number of Employees


CA Average: 43
Total Number of Accounts


CA Average: 3,727
Average Account Size


CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

James Frawley Work History

James has 16 years of experience.

2015 - Present (6 years)

Westside Investment Management, Inc

2004 - Present (17 years)

Lpl Financial, LLC

2010 - 2015 (5 years)

Westside Investment Management, LLC


James Frawley has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Westside Investment Management, Inc

Mark Cohen
Santa Monica, CA
Walter O'Brien
Kahului, HI
Sky Rylant
Oklahoma City, OK
David Clark
Oklahoma City, OK
Vetea Ribet
Santa Monica, CA
James Frawley
Santa Monica, CA
Sienna Yoshida
Kahului, HI
Noah Cornish
Oklahoma City, OK

This content was compiled from the SEC and FINRA.

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