James
Frawley

About this Advisor

James Frawley is an investment advisor whose office is in Santa Monica, California. Currently a registered financial advisor at Westside Investment Management, Inc, they have gathered 16 years of experience in the financial advisory industry. Frawley maintains a Series 63 license, designating them as a securities broker. Frawley is able to serve investors based out of California, Hawaii, Oklahoma and Texas. Their career trajectory has included roles at Lpl Financial, LLC, Westside Investment Management, LLC and Westside Investment Management, Inc. Westside Investment Management, Inc is headquartered in Santa Monica, California, and operates out of two other locations in the nation. As a registered investment firm, Westside Investment Management, Inc manages $627 million in assets throughout 1,053 client accounts and employs eight staff members. The level of assets currently under the firm's management makes it one of the bigger investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Westside Investment Management, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly and fixed fees.