James
Goodin

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4441293
Investment Advisor
in Temecula, CA

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About this Advisor

James Goodin is a financial advisor who works in Temecula, California with a total of 14 years of relevant experience. Goodin is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Goodin has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, Na. Goodin has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company based in New York, NY. The firm has offices in 3,372 locations and a total of 36,687 people on staff. It has $1 trillion in total assets between its 2,864,234 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 4,459 charities and foundations. Of its 2,864,234 client accounts, 23% are held by high-net-worth investors who have at least $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc has a wide assortment of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules usually are based on which services the firm provides the client. Fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

3 Better World Cir
Temecula, CA 92590

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Goodin Work History

James has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - Present (15 years)

Bank Of America, Na

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Goodin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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New York, NY
Mark Wierda
Jacksonville, FL
Amy Sorge
New York, NY
Thanh Le
Dallas, TX
Louise Burke
Washington, DC
Patrick Riley
Sammamish, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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