James
Lin
Stifel, Nicolaus & Company, Inc
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About this Advisor
James Lin is a financial advisor working in Irvine, California with a total of 4 years of relevant experience. Lin is an employee of Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Stifel Nicolaus & Co Inc. Lin holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Texas. Stifel, Nicolaus & Company, Inc is an advisory business that has its headquarters in Saint Louis, MO. It has offices in 459 locations and a total of 6,729 advisors. It administers $133 billion in assets between its 334,814 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm provides services to 1,312 charities and foundations. Of its 334,814 accounts, 24% are held by high-net-worth investors who have at least $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on the financial services offered. However, fee types charged by Stifel, Nicolaus & Company, Inc most likely are comprised of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Lin Work History
James has been registered as a financial advisor for 4 years.*
Stifel Nicolaus & Co Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Lin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Fairport, NY
Saint Louis, MO
Sioux Falls, SD
Covington, KY
Saint Louis, MO
San Francisco, CA
Jefferson City, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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