Stifel, Nicolaus & Company, Inc
About this Advisor
James Lin is a financial advisor operating out of Irvine, California, with 12 years of professional experience. Lin is an employee of Stifel, Nicolaus & Company, Inc. Over the course of their career, Lin has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Stifel Nicolaus & Co Inc. Lin has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. Stifel, Nicolaus & Company, Inc is a registered investment company operating in Irvine, California. The firm has offices in 434 locations and a total of 6,384 advisors. It administers $149 billion in assets between its 316,625 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 1,274 charities and foundations. Of its 316,625 customer accounts, 27% belong to high-net-worth investors who have greater than $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice usually depend on which service is offered. Fees charged by Stifel, Nicolaus & Company, Inc likely consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
James Lin Work History
James has 12 years of experience.
Stifel Nicolaus & Co Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
James Lin has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
San Francisco, CA
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