James
Luippold
Castle Rock Wealth Management, LLC
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About this Advisor
James Luippold is a financial advisor based in Walnut Creek, California, working with Castle Rock Wealth Management, LLC. James has previously held positions at First Allied Securities, Inc, First Allied Advisory Services, Inc, Castle Rock Wealth Management, and Private Client Services. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Arizona, California, Texas, and Washington. Currently, James is part of Castle Rock Wealth Management, LLC, which operates out of Walnut Creek, California. The firm has 4 offices and 9 employees. The firm manages assets totaling $485.8 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The fee structure at Castle Rock Wealth Management, LLC includes asset-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Castle Rock Wealth Management, LLC Brokerage Details
$485,778,980
9
1,604
$302,855
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
James Luippold Work History
Private Client Services
Castle Rock Wealth Management
First Allied Advisory Services, Inc
First Allied Securities, Inc
Disclosures
Please visit the SEC profile of James Luippold to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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