James
Luippold

Castle Rock Wealth Management, LLC

CRD#3031318
Investment Advisor
in Walnut Creek, CA

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About this Advisor

James Luippold is a financial advisor based in Walnut Creek, California, working with Castle Rock Wealth Management, LLC. James has previously held positions at First Allied Securities, Inc, First Allied Advisory Services, Inc, Castle Rock Wealth Management, and Private Client Services. James has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Arizona, California, Texas, and Washington. Currently, James is part of Castle Rock Wealth Management, LLC, which operates out of Walnut Creek, California. The firm has 4 offices and 9 employees. The firm manages assets totaling $485.8 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The fee structure at Castle Rock Wealth Management, LLC includes asset-based fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets

Office Location

1777 Botelho Dr. Suite 105
Walnut Creek, CA 94596

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Castle Rock Wealth Management, LLC Brokerage Details

Total Assets Under Management

$485,778,980

CA Average: $7,578,581,321
Total Number of Employees

9

CA Average: 43
Total Number of Accounts

1,604

CA Average: 3,727
Average Account Size

$302,855

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

James Luippold Work History

2018 - Present (6 years)

Private Client Services

2015 - Present (9 years)

Castle Rock Wealth Management

2012 - 2018 (6 years)

First Allied Advisory Services, Inc

2007 - 2018 (11 years)

First Allied Securities, Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of James Luippold to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Castle Rock Wealth Management, LLC

Mark Bertoli
Walnut Creek, CA
Robert Davis
Walnut Creek, CA
Willard Folsom
Walnut Creek, CA
James Luippold
Walnut Creek, CA
Peter Albano
Monterey, CA
Jennifer Mitchell
Walnut Creek, CA
Joan Block
Kellogg, ID
Dean Leonard
Walnut Creek, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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