James
Murray

Phocas Financial Corporation

CRD#2651053
Investment Advisor
in Alameda, CA

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About this Advisor

James Murray is a chartered financial analyst based in Alameda, California with 14 years of industry experience. Murray is on the advisory team at Phocas Financial Corporation. They have spent their entire time as a financial advisor at Phocas Financial Corporation. Murray maintains a Series 63 license, which qualifies them as a securities broker, and can serve investors in California. Phocas Financial Corporation is a financial advisory firm based in Alameda, CA. It manages $787 million in assets across its 88 accounts, making it one of the larger firms in the country by assets under management. The firm serves one charities and foundations. Of its 88 customer accounts, 15% belong to high-net-worth investors who have greater than $1 million in assets. Phocas Financial Corporation offers a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. A financial advisor's fee schedules usually vary depending on which service is provided. However, fees charged by Phocas Financial Corporation typically consist of asset-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years Registered*

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

980 Atlantic Avenue, Suite 106
Alameda, CA 94501

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Phocas Financial Corporation Brokerage Details

Total Assets Under Management

$787,187,033

CA Average: $7,578,581,321
Total Number of Employees

10

CA Average: 43
Total Number of Accounts

88

CA Average: 3,727
Average Account Size

$8,945,307

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

James Murray Work History

James has been registered as a financial advisor for 14 years.*

2005 - Present (19 years)

Phocas Financial

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Murray to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Phocas Financial Corporation

Kevin Granger
Alameda, CA
Stephen Block
Alameda, CA
William Schaff
Alameda, CA
James Murray
Alameda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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