Jeffrey
Gardner

Sagepoint Financial, Inc

CRD#3178714
Investment Advisor
in Carlsbad, CA
Are you Jeffrey Gardner? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Jeffrey Gardner is a financial advisor whose office is in Carlsbad, California. Currently an investment advisor at Sagepoint Financial, Inc, Gardner has 12 years of professional experience. Gardner has Series 63 and Series 66 licenses, designating them as a securities representative. Gardner is registered to advise investors based out of California and Texas. Over the course of their career, they have held roles at Waddell & Reed, Inc, Various Insurance Carriers For W & R Insurance Agencies and Sagepoint Financial Advisors. Sagepoint Financial, Inc is based out of Carlsbad, California, and has 615 offices in the nation. In aggregate, Sagepoint Financial, Inc manages $7 billion in assets throughout 33,830 client accounts and retains more than 2,032 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the United States. The firm manages 19,836 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 11% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Sagepoint Financial, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

5780 Fleet St Suite 170
Carlsbad, CA 92008

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$7,988,217,859

CA Average: $1,555,372,352
Total Number of Employees

1,957

CA Average: 37
Total Number of Accounts

42,989

CA Average: 1,370
Average Account Size

$185,820

CA Average: $1,135,308

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Jeffrey Gardner Work History

Jeffrey has 12 years of experience.

2011 - Present (8 years)

Sagepoint Financial Advisors

2009 - Present (10 years)

Various Insurance Carriers For W & R Insurance Agencies

2009 - 2011 (2 years)

Waddell & Reed, Inc

Disclosures

Jeffrey Gardner has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started