Joanne
Nishiyama
The Kinney Group, LLC
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About this Advisor
Joanne Nishiyama is a financial advisor who works out of Pasadena, California with 10 years of relevant experience. Nishiyama is on the advisory team at The Kinney Group, LLC. Their career trajectory has included roles at Ubs Financial Services, The Kinney Group, LLC and Purshe Kaplan Sterling Investments, Inc. Nishiyama has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in California. The Kinney Group, LLC is a registered investment firm headquartered in Pasadena, CA. It has $116 million in total assets across its 246 accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 246 customer accounts, 27% are held by high-net-worth individuals who have at least $1 million in assets. The Kinney Group, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial management fee schedules typically are based on the type of financial services. Fees billed by The Kinney Group, LLC likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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The Kinney Group, LLC Brokerage Details
$116,429,283
1
246
$473,290
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Joanne Nishiyama Work History
Joanne has been registered as a financial advisor for 10 years.*
The Kinney Group, LLC
Purshe Kaplan Sterling Investments, Inc
Ubs Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joanne Nishiyama to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The Kinney Group, LLC
Pasadena, CA
Pasadena, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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