Joel
Kocen

The Kocen Financial Group, Inc

CRD#1306954
Investment Advisor
in Rancho Mirage, CA

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About this Advisor

Joel Kocen is a financial advisor based out of Rancho Mirage, California who has 20 years of industry experience. Kocen is on the advisory team at The Kocen Financial Group, Inc. Their career trajectory has included roles at Financial Goal Securities, Inc and The Kocen Financial Group. Kocen has a Series 63 license, which qualifies them as a securities broker, and is able to operate in California and Texas. The Kocen Financial Group, Inc is a registered investment company operating out of Rancho Mirage, CA. It oversees $123 million in assets under management between its 726 customer accounts, making it one of the mid-sized firms in the country by assets under management. Of its 726 client accounts, 35% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The Kocen Financial Group, Inc has a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial advisory services are based on which services the firm provides the client. Fees billed by The Kocen Financial Group, Inc can be comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63

Years Registered*

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

35-900 Bob Hope Drive, Ste. 202
Rancho Mirage, CA 92270

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The Kocen Financial Group, Inc Brokerage Details

Total Assets Under Management

$122,505,618

CA Average: $7,578,581,321
Total Number of Employees

8

CA Average: 43
Total Number of Accounts

726

CA Average: 3,727
Average Account Size

$168,741

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Joel Kocen Work History

Joel has been registered as a financial advisor for 20 years.*

1991 - Present (33 years)

The Kocen Financial Group

1986 - Present (38 years)

Financial Goal Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joel Kocen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at The Kocen Financial Group, Inc

David Tsikman
Rancho Mirage, CA
Penny Houseman
Rancho Mirage, CA
John Wills
Rancho Mirage, CA
Jo Ann Kocen
Rancho Mirage, CA
Bryan Kocen
Rancho Mirage, CA
Joel Kocen
Rancho Mirage, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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