Merrill Lynch, Pierce, Fenner & Smith Inc
About this Advisor
John Riley is a financial advisor working out of Mill Valley, California, with 14 years of experience as a financial advisor. Riley currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Riley holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory company that has its headquarters in Mill Valley, California. The investment advisory business has offices in 3,374 locations and a total of 34,906 advisors. It oversees $1 trillion in assets among its 2,825,602 accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 5,339 charitable organizations. Of its 2,825,602 client accounts, just 9% belong to high-net-worth investors who have at least $1 million in assets. The firm performs a broad array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees usually vary depending on which services are provided. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any blend of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
John Riley Work History
John has 14 years of experience.
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
John Riley has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
New Caney, TX
Newport News, VA
New York, NY
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