John
Vernon

Stifel, Nicolaus & Company, Inc

CRD#5200660
Investment Advisor
in Newport Beach, CA

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About this Advisor

John Vernon is a financial advisor who works in Newport Beach, California, who has been in the financial industry for 12 years. Vernon works at Stifel, Nicolaus & Company, Inc. Over the course of their career, Vernon has held roles at Wells Fargo Advisors, LLC, Galloway, Johnson, Tompkins, Burr And Smith, Tulane University and Stifel Nicolaus & Co Inc. Vernon holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in California and Texas. Stifel, Nicolaus & Company, Inc is a company headquartered in Newport Beach, California. The investment advisory business has offices in 434 locations and a total of 6,384 financial advisors. It oversees $149 billion in assets under management among its 316,625 accounts, making it one of the biggest firms in the United States by assets under management. The firm advises 1,274 charities and foundations. Of its 316,625 customer accounts, 27% belong to high-net-worth investors who have greater than $1 million in investable assets. Stifel, Nicolaus & Company, Inc performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on the type of services offered. However, fee types charged by Stifel, Nicolaus & Company, Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

520 Newport Center Drive Suite 1500
Newport Beach, CA 92660

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$148,561,390,277

CA Average: $11,469,110,461
Total Number of Employees

6,384

CA Average: 458
Total Number of Accounts

316,625

CA Average: 33,415
Average Account Size

$469,203

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Vernon Work History

John has 12 years of experience.

2016 - Present (6 years)

Stifel Nicolaus & Co Inc

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

2012 - 2013 (1 year)

Galloway, Johnson, Tompkins, Burr And Smith

2010 - 2012 (2 years)

Tulane University

Disclosures

John Vernon has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Lawrence Brown
Audubon, NJ
Brad Rippelmeyer
Columiba, IL
Toni Dobel
San Francisco, CA
Joseph Maglaque
Florham Park, NJ
Rande Casaday
Pittsburgh, PA
Brenda Stone
Spokane, WA
Joshua Williams
Lagrange, GA

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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