Joshua
Chapin
Emerson Equity LLC
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About this Advisor
Joshua Chapin is a financial advisor who works out of San Mateo, California, with 8 years of industry experience. Chapin currently works for Emerson Equity LLC. During their career, Chapin has held roles at Nylife Securities LLC, New York Life Ins Co, The Prudential Insurance Company Of America, Pruco Sercurities LLC, Sigma Financial Corporation, Spc, Emerson Equity LLC, Jc Financial Strategies and Breakwater Capital (Formerly Known As Jc Financial). Chapin holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Emerson Equity LLC is a firm operating out of San Mateo, CA. The firm has offices in nine locations and a total of 208 advisors. It controls $189 million in assets across its 526 client accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 526 accounts, 15% are associated with high-net-worth investors who have at least $1 million in investable assets. Emerson Equity LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars and other services. Fees charged by financial advisors are based on which services the firm provides the client. However, fee types billed by Emerson Equity LLC can consist of any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Emerson Equity LLC Brokerage Details
$189,338,704
208
526
$359,960
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- Other
Joshua Chapin Work History
Joshua has been registered as a financial advisor for 8 years.*
Breakwater Capital (Formerly Known As Jc Financial)
Emerson Equity LLC
Sigma Financial Corporation
Spc
The Prudential Insurance Company Of America
Pruco Sercurities LLC
Jc Financial Strategies
Nylife Securities LLC
New York Life Ins Co
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joshua Chapin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Emerson Equity LLC
Irvine, CA
Irvine, CA
San Mateo, CA
San Mateo, CA
Emerald Hills, CA
San Mateo, CA
San Mateo, CA
Tustin, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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