Kevin
Hughes

Emerson Equity LLC

CRD#1073729
Investment Advisor
in Irvine, CA

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About this Advisor

Kevin Hughes is a financial advisor based in Irvine, California, working with Emerson Equity LLC. Kevin has previously held positions at UBS Financial Services Inc, Probabilities Fund Management, LLC, CIM Securities, LLC, Ausdal Financial Partners, Inc, Independent Financial Group, Stax Capital, Westpark Capital, Inc, and Emerson Equity LLC. Kevin has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in California. Currently, Kevin is part of Emerson Equity LLC, which operates out of Irvine, California. The firm has 9 offices and 222 employees. The firm manages assets totaling $176.2 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, selection of other advisers, educational seminars, and other services. The fee structure at Emerson Equity LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

9940 Research Drive Suite 200
Irvine, CA 92618

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Emerson Equity LLC Brokerage Details

Total Assets Under Management

$176,171,921

CA Average: $7,578,581,321
Total Number of Employees

222

CA Average: 43
Total Number of Accounts

1,037

CA Average: 3,727
Average Account Size

$169,886

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kevin Hughes Work History

2020 - Present (4 years)

Emerson Equity LLC

2020 - 2020 (< 1 year)

Stax Capital

2018 - 2020 (2 years)

Westpark Capital, Inc

2017 - 2017 (< 1 year)

Ausdal Financial Partners, Inc

2017 - 2018 (1 year)

Independent Financial Group

2016 - 2017 (1 year)

Probabilities Fund Management, LLC

2015 - 2016 (1 year)

Cim Securities, LLC

2010 - 2015 (5 years)

Ubs Financial Services Inc

Disclosures

Please visit the SEC profile of Kevin Hughes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Emerson Equity LLC

Ryan Sherer
San Mateo, CA
Fred Chen
Irvine, CA
Bryce Emo
San Mateo, CA
Amy Strohn
Paicines, CA
Douglas Zator
San Mateo, CA
Joshua Chapin
San Mateo, CA
Joan Young
San Mateo, CA
Michael Ghirardo
San Mateo, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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