Juan
Galvez
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Juan Galvez is a financial advisor working in Whittier, California with 1 year of relevant experience. Galvez is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Galvez has held roles at Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC, La Curacao, Merrill Lynch, Pierce, Fenner & Smith Inc, Devry University and Bank Of America N.A. Galvez holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to operate in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a business operating out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 people on staff. It administers $1 trillion in assets across its 2,864,234 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 customer accounts, 23% are associated with high-net-worth clients who have at least $1 million in assets. The firm offers a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely are based on which services the firm provides the client. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Juan Galvez Work History
Juan has been registered as a financial advisor for 1 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America N.A
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Bank, Na
La Curacao
Devry University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Juan Galvez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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