Kai
Chen
Oceaniq Capital, LLC
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About this Advisor
Kai Chen is a financial advisor who works in Redwood City, California with a total of 3 years of industry experience. Chen is an advisor for Oceaniq Capital, LLC. During their career, Chen has held roles at Credit Suisse Securities (Usa) LLC, Oceaniq Capital, LLC and Sf Sentry Securities, Inc. Chen has Series 63 and Series 66 licenses, which qualify them as a securities broker, and can work in California. Oceaniq Capital, LLC is a financial advisory company based in Redwood City, CA. It has $115 million in assets among its 259 client accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. Of its 259 customer accounts, 98% are held by high-net-worth investors who have greater than $1 million in investable assets. The business performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules vary depending on the financial services. Fees billed by Oceaniq Capital, LLC may include some blend of asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Oceaniq Capital, LLC Brokerage Details
$114,826,935
4
259
$443,347
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kai Chen Work History
Kai has been registered as a financial advisor for 3 years.*
Oceaniq Capital, LLC
Sf Sentry Securities, Inc
Credit Suisse Securities (Usa) LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kai Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Oceaniq Capital, LLC
Redwood City, CA
Redwood City, CA
Redwood City, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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