Kai
Chen
Oceaniq Capital, LLC
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About this Advisor
Kai Chen is a financial advisor based in Redwood City, California, working with Oceaniq Capital, LLC. Kai has previously held positions at Sf Sentry Securities, Inc and Oceaniq Capital, LLC. Kai has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California. Currently, Kai is part of Oceaniq Capital, LLC, which operates out of Redwood City, California. The firm has 4 employees and manages assets totaling $181.3 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Oceaniq Capital, LLC includes asset-based, hourly, fixed, and performance-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Oceaniq Capital, LLC Brokerage Details
$181,307,569
4
259
$700,029
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kai Chen Work History
Oceaniq Capital, LLC
Sf Sentry Securities, Inc
Disclosures
Please visit the SEC profile of Kai Chen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Oceaniq Capital, LLC
Redwood City, CA
Redwood City, CA
Redwood City, CA
Redwood City, CA
The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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