Kaiwen
Liu
Mai Capital Management, LLC
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About this Advisor
Kaiwen Liu is a financial advisor based in Irvine, California with a total of 1 year of industry experience. Liu currently works for Mai Capital Management, LLC. Throughout their career, Liu has worked at The Ayco Company, L.P./Mercer Allied, New Frontier Group, The Ups Store, University Of California, Riverside, Diamond Bar High School, Goldman Sachs & Co. LLC, Mai Capital Management LLC and Whittier Trust Company. Liu maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Mai Capital Management, LLC is a company based in Independence, OH. The company has offices in 20 locations and a total of 331 financial advisors. It has $16 billion in total assets among its 23,704 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 45 charitable organizations. Of its 23,704 customer accounts, 43% are associated with high-net-worth clients who have at least $1 million in assets. Mai Capital Management, LLC provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees usually depend on which services are offered. However, fee types charged by Mai Capital Management, LLC likely include asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mai Capital Management, LLC Brokerage Details
$15,773,426,777
331
23,704
$665,433
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Kaiwen Liu Work History
Kaiwen has been registered as a financial advisor for 1 years.*
Mai Capital Management LLC
Goldman Sachs & Co. LLC
Whittier Trust Company
The Ayco Company, L.P./Mercer Allied
New Frontier Group
The Ups Store
University Of California, Riverside
Diamond Bar High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kaiwen Liu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mai Capital Management, LLC
Dublin, CA
Independence, OH
Independence, OH
Reston, VA
Independence, OH
Little Rock, AR
Ponte Vedra Beach, FL
Cincinnati, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
