Katherine
Kelly
Mai Capital Management, LLC
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About this Advisor
Katherine Kelly is a financial advisor operating in Independence, Ohio. Kelly is an advisor for Mai Capital Management, LLC. Throughout their career, they have worked at Gracy Holdings Inc, The Ohio State University, Covelli Enterprises, Anthony Provenzale, Merrill Lynch, Pierce, Fenner & Smith Inc, Applied Financial Concepts, Inc, Valmark Securities, Inc and Mai Capital Management. Kelly has a Series 65 license, designating them as an investment advisor representative, and is able to advise clients in Ohio. Mai Capital Management, LLC is a business operating out of Independence, OH. The investment advisory business has offices in 20 locations and a total of 331 advisors. It administers $16 billion in assets between its 23,704 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 45 charitable organizations. Of its 23,704 customer accounts, 43% are associated with high-net-worth individuals who have at least $1 million in investable assets. The firm offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees usually vary depending on which services the firm provides the client. Fee types billed by Mai Capital Management, LLC likely consist of asset-based, hourly, fixed, performance-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mai Capital Management, LLC Brokerage Details
$15,773,426,777
331
23,704
$665,433
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Katherine Kelly Work History
Katherine has been registered as a financial advisor for 0 years.*
Mai Capital Management
Valmark Securities, Inc
Merrill Lynch, Pierce, Fenner & Smith Inc
Applied Financial Concepts, Inc
Gracy Holdings Inc
The Ohio State University
The Ohio State University
Covelli Enterprises
The Ohio State University
Anthony Provenzale
The Ohio State University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Katherine Kelly to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mai Capital Management, LLC
Rockville, MD
Independence, OH
Cincinnati, OH
Independence, OH
Dublin, CA
Independence, OH
Little Rock, AR
Independence, OH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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