Keith
Wheeler

Alpha Wealth Management And Planning LLC

CRD#1686779
Investment Advisor
in Novato, CA

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About this Advisor

Keith Wheeler is a financial advisor based in Novato, California with 3 years of relevant experience. Wheeler currently works for Alpha Wealth Management And Planning LLC. Over the course of their career, they have held roles at Robert W. Baird, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Morgan Stanley, Morgan Stanley Private Bank, N.A, Lpl Financial, LLC and Alpha Wealth Management And Planning, LLC. Wheeler maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California. Alpha Wealth Management And Planning LLC is a company operating out of Novato, CA. It has offices in three locations and a total of eight people on staff. It has $244 million in total assets among its 1,253 accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 1,253 customer accounts, 31% are associated with high-net-worth individuals who have more than $1 million in assets. The business offers a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Financial management fee schedules typically depend on the type of financial services provided. Fees billed by Alpha Wealth Management And Planning LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

350 Ignacio Blvd Suite 105
Novato, CA 94949

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Alpha Wealth Management And Planning LLC Brokerage Details

Total Assets Under Management

$244,149,000

CA Average: $7,578,581,321
Total Number of Employees

8

CA Average: 43
Total Number of Accounts

1,253

CA Average: 3,727
Average Account Size

$194,852

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Keith Wheeler Work History

Keith has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Lpl Financial, LLC

2020 - Present (4 years)

Alpha Wealth Management And Planning, LLC

2019 - 2020 (1 year)

Morgan Stanley

2019 - 2020 (1 year)

Morgan Stanley Private Bank, N.A

2018 - 2019 (1 year)

Bank Of America, N.A

2017 - 2019 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2008 - 2017 (9 years)

Robert W. Baird

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Keith Wheeler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Alpha Wealth Management And Planning LLC

Andrei Jigalin
Novato, CA
Matthew Fannin
Novato, CA
William Bomar
Novato, CA
Keith Wheeler
Novato, CA
Penny Bacharach
Novato, CA
Robert Atkins
Santa Rosa, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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