Kent
Cummings

Royal Alliance Associates, Inc

CRD#1020306
Investment Advisor
in Los Angeles, CA
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About this Advisor

Kent Cummings is an investment advisor located in Los Angeles, California. Currently a registered financial advisor with Royal Alliance Associates, Inc, Cummings has a notable 42 years of practice in the financial advisory industry. Cummings holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Cummings can act as a financial advisor in California. Throughout their career, they have worked at Logan, Cummings And Hansch, Inc, Royal Alliance Associates, Inc and Nwf Advisory Services, Inc. Royal Alliance Associates, Inc is based out of Los Angeles, California, and operates out of 459 additional offices in the nation. Overall, Royal Alliance Associates, Inc oversees $8 billion in assets across 30,657 client accounts and retains more than 1,933 people. The firm's total assets under management makes it one of the biggest firms in the country. The firm manages 16,603 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 13% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Royal Alliance Associates, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

42 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

11835 W. Olympic Blvd. Suite 1155 E
Los Angeles, CA 90064

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

CA Average: $10,121,009,343
Total Number of Employees

2,951

CA Average: 92
Total Number of Accounts

62,916

CA Average: 6,978
Average Account Size

$200,603

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kent Cummings Work History

Kent has 42 years of experience.

2005 - Present (14 years)

Nwf Advisory Services, Inc

1996 - Present (23 years)

Royal Alliance Associates, Inc

1976 - Present (43 years)

Logan, Cummings And Hansch, Inc

Disclosures

Kent Cummings has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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