Kevin
Duffy

Aw Securities

CRD#2673236
Investment Advisor
in Folsom, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kevin Duffy is a financial advisor based in Folsom, California, working with Aw Securities. Kevin has previously held positions at Charles Schwab & Co., Inc, Charles Schwab Bank, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Hanson Mcclain Securities, and Hanson Mcclain Advisors. Kevin has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in California. Currently, Kevin is part of Aw Securities, which operates out of Folsom, California. The firm has 14 employees and offers other services. The fee structure at Aw Securities includes other fees.

Certifications and Registrations

Series 66, Series 63, CERTIFIED FINANCIAL PLANNER™

Services Offered

Other

Fee Structure

Others

Office Location

340 Palladio Pkwy Suite 501
Folsom, CA 95630

Find an advisor who will work directly with you

SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can have a free introductory call with your advisor matches to decide which one you feel is right for you. Click here to get matched with an advisor today.

Aw Securities Brokerage Details

Total Number of Employees

14

CA Average: 43

Investment Advisory Services

  • Other

Kevin Duffy Work History

2015 - Present (10 years)

Hanson Mcclain Securities

2015 - Present (10 years)

Hanson Mcclain Advisors

2014 - 2014 (< 1 year)

Charles Schwab & Co., Inc

2014 - 2014 (< 1 year)

Charles Schwab Bank

2014 - 2015 (1 year)

Tiaa

2014 - 2015 (1 year)

Tiaa-Cref Individual & Institutional Services, LLC

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Kevin Duffy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aw Securities

Kevin Duffy
Folsom, CA
Mark Grome
Cincinnatti, OH
Beau Mcguire
Folsom, CA
Brady Brandt
Folsom, CA
Cheyenne Walker
Folsom, CA
Daniel Rausch
Grandville, MI
Benjamin Knight
Folsom, CA
Kathleen Carpenter
Folsom, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Find an advisor who will work directly with you

Answer a few questions, get matched with up to 3 advisors, compare and decide which is right for you. Click here to find your advisor matches today.
Get started