Kevin
Duffy

Hanson Mcclain Securities

CRD#2673236
Investment Advisor
in Sacramento, CA
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About this Advisor

Kevin Duffy is a certified financial planner in Sacramento, California. Currently a registered advisor with Hanson Mcclain Securities, Duffy has an impressive 23 years of professional experience as an investment advisor. Duffy maintains Series 66 and Series 63 licenses, which qualify them as a securities broker. Duffy can act as an advisor based out of California. Their career trajectory has included roles at George Washington University, Fidelity Brokerage Services, Inc, Charles Schwab & Co., Inc, Charles Schwab Bank, Aumenti Capital, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Hanson Mcclain Advisors and Hanson Mcclain Securities. Hanson Mcclain Securities is headquartered in Sacramento, California, and operates out of four other brick-and-mortar locations across the United States. Overall, Hanson Mcclain Securities retains more than 70 people. None of the advisory firm's clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in assets. Hanson Mcclain Securities provides other services. The firm may charge clients other fees.

Certifications and Registrations

Series 66, Series 63, Certified Financial Planner

Years of Experience

23 years

Services Offered

Other

Fee Structure

Others

Disclosures

No

Office Location

8775 Folsom Boulevard, Suite 100
Sacramento, CA 95826

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Hanson Mcclain Securities Brokerage Details

Total Number of Employees

70

CA Average: 43

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Investment Advisory Services

  • Other

Kevin Duffy Work History

Kevin has 23 years of experience.

2015 - Present (4 years)

Hanson Mcclain Advisors

2015 - Present (4 years)

Hanson Mcclain Securities

2014 - 2014 (0 years)

Charles Schwab & Co., Inc

2014 - 2014 (0 years)

Charles Schwab Bank

2014 - 2015 (1 years)

Tiaa

2014 - 2015 (1 years)

Tiaa-Cref Individual & Institutional Services, LLC

2009 - 2013 (4 years)

George Washington University

2009 - 2011 (2 years)

Aumenti Capital

1995 - 2009 (14 years)

Fidelity Brokerage Services, Inc

Disclosures

Kevin Duffy has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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