Kevin
Duffy
Aw Securities
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About this Advisor
Kevin Duffy is a certified financial planner operating in Folsom, California with 7 years of relevant experience. Duffy is currently employed by Aw Securities. Throughout their career, Duffy has worked at George Washington University, Charles Schwab & Co., Inc, Charles Schwab Bank, Tiaa, Tiaa-Cref Individual & Institutional Services, LLC, Hanson Mcclain Securities and Hanson Mcclain Advisors. Duffy maintains Series 66 and Series 63 licenses, qualifying them as a securities broker, and is approved to work in California. Aw Securities is an advisory company that has its headquarters in Folsom, CA. The advisory firm provides other services. Fees charged by financial advisors depend on which services the firm provides the client. Fee types charged by Aw Securities typically consist of other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Aw Securities Brokerage Details
14
Investment Advisory Services
- Other
Kevin Duffy Work History
Kevin has been registered as a financial advisor for 7 years.*
Hanson Mcclain Securities
Hanson Mcclain Advisors
Charles Schwab & Co., Inc
Charles Schwab Bank
Tiaa
Tiaa-Cref Individual & Institutional Services, LLC
George Washington University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kevin Duffy to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aw Securities
Folsom, CA
Folsom, CA
Grandville, MI
Folsom, CA
Folsom, CA
Sacramento, CA
Folsom, CA
Folsom, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
