Loren
Grabau

Independent Financial Group, LLC

CRD#6984490
Investment Advisor
in Santa Maria, CA

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About this Advisor

Loren Grabau is a financial advisor who works in Santa Maria, California with a total of 4 years of industry experience. Grabau is an employee of Independent Financial Group, LLC. Over the course of their career, Grabau has held roles at Roger A Soape, Independent Financial Group and X Advisors, LLC. Grabau maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can serve investors in California, Colorado and Texas. Independent Financial Group, LLC is a registered investment business operating out of San Diego, CA. It has offices in 364 locations and a total of 697 employees. It oversees $6 billion in assets under management between its 27,435 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 48 charitable organizations. Of its 27,435 customer accounts, just 3% are associated with high-net-worth investors who have more than $1 million in assets. The advisory firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees vary depending on which services are provided. However, fee types billed by Independent Financial Group, LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

2646 Santa Maria Way Suite 104
Santa Maria, CA 93455

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$5,978,096,039

CA Average: $7,578,581,321
Total Number of Employees

697

CA Average: 43
Total Number of Accounts

27,435

CA Average: 3,727
Average Account Size

$217,900

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Loren Grabau Work History

Loren has been registered as a financial advisor for 4 years.*

2021 - Present (3 years)

X Advisors, LLC

2018 - Present (6 years)

Independent Financial Group

2012 - 2018 (6 years)

Roger A Soape

2009 - 2018 (9 years)

Roger A Soape

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Loren Grabau to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Financial Group, LLC

Russell Sadler
San Diego, CA
Carl Riding
Saint George, UT
Jeremy Webb
Fayetteville, AR
Jason Gaunt
Reno, NV
Craig Rusch
Delafield, WI
Deborah Hardy
Plymouth, MA
Sean Oconnor
San Diego, CA
Brian Conrad
San Diego, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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