Timothy
Yee

Independent Financial Group, LLC

CRD#2492578
Investment Advisor
in Alameda, CA

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About this Advisor

Timothy Yee is a financial advisor operating in Alameda, California with a total of 8 years of relevant experience. Yee is an advisor for Independent Financial Group, LLC. Throughout their career, Yee has worked at Sii Investments, Lpl Financial, LLC and Independent Financial Group. Yee has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Independent Financial Group, LLC is an advisory firm based in San Diego, CA. The investment advisory business has offices in 364 locations and a total of 697 advisors. It oversees $6 billion in assets across its 27,435 customer accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides financial advice to 48 charities and foundations. Of its 27,435 customer accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The firm offers a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees usually are based on the services offered. However, fee types charged by Independent Financial Group, LLC may include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1030 Marina Village Parkway P13
Alameda, CA 94501

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$5,978,096,039

CA Average: $7,578,581,321
Total Number of Employees

697

CA Average: 43
Total Number of Accounts

27,435

CA Average: 3,727
Average Account Size

$217,900

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Timothy Yee Work History

Timothy has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Independent Financial Group

2014 - 2015 (1 year)

Lpl Financial, LLC

2006 - 2014 (8 years)

Sii Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Timothy Yee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Financial Group, LLC

Matthew Mundy
Chandler, AZ
Christopher Wellman
San Diego, CA
Troy Folk
Irvine, CA
Jason Segawa
San Diego, CA
Lauren Estes
San Diego, CA
Brian Conrad
San Diego, CA
Constance Cook
Escondido, CA
Deborah Hardy
Plymouth, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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