Mark
Moroni
Mainstream Capital Management
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About this Advisor
Mark Moroni is a financial advisor who works out of Los Angeles, California who has 1 year of relevant experience. Moroni is on the advisory team at Mainstream Capital Management. Over the course of their career, Moroni has held roles at Tesla, Apple, Lowes, Rector Audi, Pizza My Heart, Guardian Life Insurance Company, Park Avenue Securities, Aragon High School, San Jose State Univeristy, Raymond James Financial Services, Inc, Raymond James Financial Services Advisors and Mainstream Capital Management. Moroni holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Mainstream Capital Management is a registered investment firm operating out of Los Angeles, CA. It handles $186 million in assets between its 176 client accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 176 client accounts, 56% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The business has a few services, such as financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial management fees are based on the financial services offered. However, fees charged by Mainstream Capital Management can include any blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mainstream Capital Management Brokerage Details
$185,945,480
5
176
$1,056,508
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Mark Moroni Work History
Mark has been registered as a financial advisor for 1 years.*
Mainstream Capital Management
Raymond James Financial Services, Inc
Raymond James Financial Services Advisors
Guardian Life Insurance Company
Park Avenue Securities
Tesla
Apple
Lowes
Rector Audi
Pizza My Heart
San Jose State Univeristy
Aragon High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Moroni to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mainstream Capital Management
El Segundo, CA
Los Angeles, CA
Los Angeles, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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