Mark
Panfil
Aegis Capital Corp
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About this Advisor
Mark Panfil is a financial advisor based in Palos Verdes Peninsula, California who has 1 year of relevant experience. Panfil works at Aegis Capital Corp. Over the course of their career, Panfil has held roles at Rbc Capital Markets Corporation, Morgan Stanley Private Bank, National Association, Morgan Stanley and Aegis Capital Corp. Panfil has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California and Texas. Aegis Capital Corp is a registered investment firm that has its headquarters in New York, NY. The company has offices in 19 locations and a total of 297 people on staff. It manages $1 billion in assets among its 2,166 accounts, placing it among the larger investment advisory firms in the United States by assets under management. Of its 2,166 customer accounts, 16% are associated with high-net-worth individuals who have more than $1 million in assets. Aegis Capital Corp provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees charged by financial advisors usually depend on which services the firm provides the client. Fees charged by Aegis Capital Corp most likely include asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,033,140,094
297
2,166
$476,981
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Mark Panfil Work History
Mark has been registered as a financial advisor for 1 years.*
Aegis Capital Corp
Morgan Stanley
Morgan Stanley Private Bank, National Association
Rbc Capital Markets Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Panfil to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aegis Capital Corp
Melville, NY
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New York, NY
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New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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