Daniel
Seto
Aegis Capital Corp
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About this Advisor
Daniel Seto is a chartered financial analyst who works in New York, New York with 2 years of relevant experience. Seto is currently employed by Aegis Capital Corp. The advisor has gained experience at Ledgemont Securities LLC, Financial West Group, Arclight Advisors LLC and Aegis Capital Corp. Seto holds a Series 63 license, designating them as a securities agent, and can operate in New York. Aegis Capital Corp is a firm based out of New York, NY. The firm has offices in 19 locations and a total of 297 financial advisors. It administers $1 billion in assets under management across its 2,166 accounts, placing it among the larger firms in the nation by assets under management. Of its 2,166 client accounts, 16% are held by high-net-worth investors who have greater than $1 million in assets. Aegis Capital Corp performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees charged by financial advisors usually depend on the financial services. However, fee types charged by Aegis Capital Corp can consist of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Aegis Capital Corp Brokerage Details
$1,033,140,094
297
2,166
$476,981
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Daniel Seto Work History
Daniel has been registered as a financial advisor for 2 years.*
Aegis Capital Corp
Arclight Advisors LLC
Financial West Group
Ledgemont Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Daniel Seto to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Aegis Capital Corp
New York, NY
Melville, NY
New York, NY
Melville, NY
New York, NY
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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