Marty
Mitts

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#2041879
Investment Advisor
in Fresno, CA

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About this Advisor

Marty Mitts is a financial advisor based out of Fresno, California with 26 years of industry experience. Mitts is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Mitts holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment firm operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It controls $1 trillion in assets under management among its 2,864,234 client accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 accounts, 23% are held by high-net-worth clients who have at least $1 million in investable assets. The firm has a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely vary depending on the financial services offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

26 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

5260 N Palm Ave
Fresno, CA 93704

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Marty Mitts Work History

Marty has been registered as a financial advisor for 26 years.*

2011 - Present (13 years)

Bank Of America,N.A

1995 - Present (29 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Marty Mitts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Monica Timmons
Temecula, CA
Judith Wuntch
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Wilhelmina Lo
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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