Mary
Goddard

Sprott Asset Management Usa Inc

CRD#1640634
Investment Advisor
in Carlsbad, CA

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About this Advisor

Mary Goddard is a financial advisor operating in Carlsbad, California with a total of 17 years of relevant experience. Goddard works at Sprott Asset Management Usa Inc. Over the course of their career, Goddard has held roles at Global Resource Investments, LTD and Sprott Asset Management Inc (Former: Terra Res. Inv. Mng. Inc). Goddard maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and can operate in California and Texas. Sprott Asset Management Usa Inc is a company based out of Carlsbad, CA. The firm has offices in two locations and a total of 45 people on staff. It oversees $2 billion in assets under management between its 2,574 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides financial advice to eight charities and foundations. Of its 2,574 client accounts, just 5% belong to high-net-worth investors who have more than $1 million in assets available to invest. The firm provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees charged by financial advisors largely are based on which services are provided. However, fee types charged by Sprott Asset Management Usa Inc may include asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

1910 Palomar Point Way Suite 200
Carlsbad, CA 92008

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$1,992,662,723

CA Average: $7,578,581,321
Total Number of Employees

45

CA Average: 43
Total Number of Accounts

2,574

CA Average: 3,727
Average Account Size

$774,150

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Mary Goddard Work History

Mary has been registered as a financial advisor for 17 years.*

2006 - Present (18 years)

Sprott Asset Management Inc (Former: Terra Res. Inv. Mng. Inc)

1994 - Present (30 years)

Global Resource Investments, LTD

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Mary Goddard to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sprott Asset Management Usa Inc

Anthony Bevilaqua
Carlsbad, CA
Blake Soto
Carlsbad, CA
Edward Bonner
Carlsbad, CA
Samuel Broom
Carlsbad, CA
Jessica Randhawa
Carlsbad, CA
Victoria Shorkey
Carlsbad, CA
John Barker
Carlsbad, CA
Thomas Ulrich
Carlsbad, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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