Michael
Daly

Tcw Investment Management Company LLC

CRD#2752083
Investment Advisor
in Los Angeles, CA

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About this Advisor

Michael Daly is a financial advisor working out of Los Angeles, California. Daly is on the advisory team at Tcw Investment Management Company LLC. Over the course of their career, Daly has held roles at Tcw Funds Distributors, Trust Company Of The West, Contravisory Investment Management and Tcw LLC. Daly holds Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to advise clients in California. Tcw Investment Management Company LLC is a financial advisory firm that has its headquarters in Los Angeles, CA. The company has offices in three locations and a total of 410 employees. It has $38 billion in assets under management between its 4,899 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 62 charitable organizations. The firm offers a broad range of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Financial advisory fee schedules largely are based on which services the firm provides the client. Fee types billed by Tcw Investment Management Company LLC can be comprised of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

less than 1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

865 S Figueroa St Ste 1800
Los Angeles, CA 90017

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Tcw Investment Management Company LLC Brokerage Details

Total Assets Under Management

$37,893,595,680

CA Average: $7,578,581,321
Total Number of Employees

410

CA Average: 43
Total Number of Accounts

4,899

CA Average: 3,727
Average Account Size

$7,734,965

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Michael Daly Work History

Michael has been registered as a financial advisor for 0 years.*

2016 - Present (8 years)

Tcw LLC

2013 - Present (11 years)

Tcw Funds Distributors

2013 - 2015 (2 years)

Trust Company Of The West

2012 - 2013 (1 year)

Contravisory Investment Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Daly to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Tcw Investment Management Company LLC

Jessica Coste
Los Angeles, CA
Michael Stevens
Los Angeles, CA
Daniel Pace
Los Angeles, CA
Jeffrey Katz
Los Angeles, CA
Dylan Schneider
Los Angeles, CA
Michael Daly
Los Angeles, CA
Lori Gilchrist
Los Angeles, CA
Nicholas Diaz
Los Angeles, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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